Compliance Officer , CAIA
Nathan supports the firm’s compliance and operations departments. He assists with compliance testing, formulation of compliance policies, updating and maintenance of regulatory filings and other operations and compliance projects. Prior to joining the firm in 2019, Nathan served as a Senior Compliance Analyst for Aon Hewitt Investment Consulting, a Regulatory Compliance Associate for Mesirow Financial and an Audit Field Supervisor for the National Future Association. Nathan graduated from the University of Iowa with a BBA in Finance and also obtained his Chartered Alternative Investment Analyst (CAIA®) designation. In his free time, he enjoys visiting dog friendly parks and patios with his dog Rebel and cheering on the Cubs and Blackhawks.