Mark Proust

Compliance Analyst

Mark supports the firm’s Legal, Risk and Compliance department. He assists with Compliance Code of Ethics testing, developing and maintaining Compliance policies and procedures, preparing regulatory filings and various other Compliance projects. Prior to joining the firm, Mark served as a Compliance Analyst for Janus Henderson Investors. He received his Juris Doctor from the University of Denver Sturm College of Law and a Bachelor’s Degree in Business Administration from Coe College. In his free time, Mark enjoys spending time with friends and family, playing golf, snowboarding, going to Cubs games, checking out festivals in the summer and hiking with his dog.

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